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ATS List

List of Equity ATS Firms from FINRA

ATS Name ATS ID Firm Name Comment
AMERICAN LEDGER ATS CSTN AMERICAN LEDGER ATS
APOGEE APOG CITADEL SECURITIES LLC Ceased on April 2, 2015
AQUA AQUA AQUA SECURITIES L.P.
AX TRADING, LLC AXTN AX TRADING, LLC
BARCLAYS DIRECTEX BCDX BARCLAYS CAPITAL INC. Ceased on Octotber 31, 2018
BIDS ATS BIDS BIDS TRADING L.P.
CBX ICBX INSTINET, LLC
CFX MARKETS SWCL SAGEWORKS CAPITAL, LLC
CIOI CIOI CITIGROUP GLOBAL MARKETS INC. Ceased on September 30, 2018
CITI CROSS CXCX CITIGROUP GLOBAL MARKETS INC. Ceased on April 30, 2019
CITIBLOC CBLC CITIGROUP GLOBAL MARKETS INC.
CODA CODA CODA MARKETS, INC. f/k/a PDQ ATS
CROSSFINDER CROS CREDIT SUISSE SECURITIES (USA) LLC
CROSSSTREAM XSTM NATIONAL FINANCIAL SERVICES LLC
DASH ATS LQPT DASH FINANCIAL TECHNOLOGIES LLC
DBOT ATS, LLC DBOX DBOT ATS, LLC
DEALERWEB DLTA DEALERWEB INC.
FANTEX BROKERAGE SERVICES, LLC FTEX FANTEX BROKERAGE SERVICES, LLC Ceased September 2, 2016
FNC AG STOCK, LLC FNCA FNC AG STOCK, LLC
GCX MLCX MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Ceased on May 10, 2019
GFI SECURITIES LLC GFIG GFI SECURITIES LLC
GLOBAL OTC ARCA ARCHIPELAGO TRADING SERVICES, INC.
IBKR ATS IATS INTERACTIVE BROKERS LLC
IEX IEXG IEX SERVICES LLC Ceased on September 2, 2016
INSTINCT X MLIX MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Ceased on May 10, 2019
INSTINCT X MLIX BOFA SECURITIES, INC.
INSTINET BLOCKCROSS BLKX INSTINET, LLC Used PULX prior to February 2, 2015. Ownership change: State Street to Instinet eff. August 11, 2017
INSTINET CROSSING XIST INSTINET, LLC Used INCA prior to June 16, 2014
INTELLIGENTCROSS ATS INCR INTELLIGENT CROSS LLC
JET-X JEFX JEFFERIES EXECUTION SERVICES, INC. Ceased on April 1, 2016
JPB-X JPBX J.P. MORGAN SECURITIES LLC
JPM-X JPMX J.P. MORGAN SECURITIES LLC
LEVEL ATS EBXL EBX LLC
LIGHT POOL LTPL CREDIT SUISSE SECURITIES (USA) LLC Ceased on December 1, 2016
LIQUIDNET NEGOTIATION ATS LQNT LIQUIDNET, INC.
LIQUIDNET H2O ATS LQNA LIQUIDNET, INC.
LIQUIFI LQFI CITIGROUP GLOBAL MARKETS INC. Ceased on November 7, 2016
LUMINEX ATS LMNX LUMINEX TRADING & ANALYTICS LLC
MAGMA ATS MAGM TOR BROKERAGE LLC
MERRILL LYNCH (ATS-1) MLVX MERRILL LYNCH, PIERCE, FENNER & SMITH INC Ceased on June 1, 2016
MILLENNIUM NYFX CONVERGEX EXECUTION SOLUTIONS LLC Ceased on June 23, 2017
MS POOL (ATS-4) MSPL MORGAN STANLEY & CO. LLC
MS RPOOL (ATS-6) MSRP MORGAN STANLEY & CO. LLC
MS TRAJECTORY CROSS (ATS-1) MSTX MORGAN STANLEY & CO. LLC
NORTH CAPITAL PRIVATE SECURITIES CORPORATION PPEX NORTH CAPITAL PRIVATE SECURITIES CORPORATION
NXP DASH DASH FINANCIAL LLC Used DFIN prior to March 21, 2017
OTC LINK ATS OTCR OTC LINK LLC
OTC LINK ECN ATS OTCX OTC LINK LLC
POSIT ITGP ITG INC.
PRO SECURITIES PROS PRO SECURITIES, L.L.C.
RIALTO TRADING NETWORK LLC RIAL RIALTO TRADING NETWORK LLC
RIVERCROSS RCSL RIVER CROSS SECURITES, LP Ceased on February 1, 2017
SIGMA X SGMA GOLDMAN SACHS EXECUTION & CLEARING, L.P. Ceased July 3, 2017
SIGMA X2 SGMT GOLDMAN, SACHS & CO.
SUPERX ATS DBAX DEUTSCHE BANK SECURITIES INC.
THE BARCLAYS ATS LATS BARCLAYS CAPITAL INC.
TRADEBOOK BTBK BLOOMBERG TRADEBOOK LLC Ceased on September 1, 2016
TRIPLESHOT TSBX TRIPLESHOT, LLC Ceased on March 1, 2016
UBS ATS UBSA UBS SECURITIES LLC
USTOCKTRADE SECURITIES, INC. USTK USTOCKTRADE SECURITIES, INC.
VARIABLE INVESTMENT ADVISORS, INC. ATS (VIAATS) VIAT VARIABLE INVESTMENT ADVISORS, INC.
VIRTU MATCHIT ATS KCGM VIRTU AMERICAS LLC f/k/a KCG MatchIt
VIRTU NIGHT MARKET ALTERNATIVE TRADING SYSTEM VNMS VIRTU NIGHT MARKET SYSTEM; VIRTU NIGHT MARKET; VNMS Ceased Operation February 2019.
VORTEX VRTX CONVERGEX EXECUTION SOLUTIONS LLC Ceased on October 1, 2015
XE WDNX WEEDEN & CO.L.P.

Trace ATS Identifiers from FINRA

ATS NAME ATS ID FIRM NAME 6732 Exemption
AMERICAN LEDGER ATS CSTN AMERICAN LEDGER ATS
BGC FINANCIAL, L.P. BGCX BGC FINANCIAL, L.P.
BROKERTEC AMERICAS LLC IEBC BROKERTEC AMERICAS LLC
BROKERTEC AMERICAS LLC IEBD BROKERTEC AMERICAS LLC
CLARITY BIDRATE ALTERNATIVE TRADING SYSTEM CLRT ARBOR RESEARCH & TRADING, LLC
CREDITEX SECURITIES CORPORATION CSCA CREDITEX SECURITIES CORPORATION
CREDITMATCH LATG GFI SECURITIES LLC
DEALERWEB DLWB DEALERWEB INC.
FENICS DELTA X FNIX GFI SECURITIES LLC
FENICS UST FNCS BGC FINANCIAL, L.P.
GFI SECURITIES LLC GFIG GFI SECURITIES LLC
HTDonline HTDX HARTFIELD, TITUS & DONNELLY, LLC
IBKR ATS IATS INTERACTIVE BROKERS LLC
ICAP SECURITIES USA ICAP ICAP SECURITIES USA
ICAP TRADING SYSTEM GARE ICAP CORPORATES LLC
ICE BONDPOINT VABD CREDITEX SECURITIES CORPORATION Y
LIQUIDITYEDGE, LLC LQED LIQUIDITYEDGE, LLC
LIQUIDNET FIXED INCOME ATS LQNF LIQUIDNET, INC.
MTS BONDSPRO BNDS MTS MARKETS INTERNATIONAL, INC.
NASDAQ FIXED INCOME NFIT EXECUTION ACCESS, LLC
OTC LINK ATS OTCR OTC LINK LLC
SPREAD ZERO ATS SZRO SPREADZERO LLC
TMC BONDS L.L.C. TMCC TMC BONDS L.L.C. Y
TPCREDITDEAL TPCD TULLETT PREBON FINANCIAL SERVICES LLC
TRADEWEB DIRECT LLC TWDA TRADEWEB DIRECT LLC Y
TRUMID ATS TMID TRUMID FINANCIAL LLC Y

OTC Transparency data is provided via http://www.finra.org and is copyrighted by FINRA 2019.

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