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Tools

 

Legal Verification

FINRA Broker Check

List of Prohibited OTC Markets Individuals

SEC Action Lookup – Individuals
 

FINRA OFAC Search Tool

Treasury Sanctions Search Tool

UK Financial Services Register
 

Market Information

Reg SHO Securities List

List of Treasury Primary Dealers
 

Market Tools

OpenFIGI Bloomberg Security Lookup

FINRA Site Tools

Fund Analyzer
 

Compare Municipal Bonds

Municipal Market Statistics

Federal Financing Bank Monthly Reports
 

State Securities Regulators (US / Canada / Mexico)

Canada – National Registration Search

IIROC – Search Tool Investment Industry Regulatory Organization of Canada
 

Retirement

Retirement Benefits Planner
 

This site is not affiliated with any of the sites linked to, and Liquidity Lighthouse assumes no responsibility for content at other sites.
 All data provided on Liquidity Lighthouse is provided for informational purposes only, and is not intended for trading or investing purposes.

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