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Comprehensive List of Stock Transfer Agents

OTC Markets

CFTC
 

Chicago Mercantile Exchange

CBOE

London Stock Exchange
 

Bank of International Settlements

Limit up-Limit down

International Swaps and Derivatives Association
 

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National Securities Exchanges

This is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as national securities exchanges:

BOX Exchange LLC (formerly BOX Options Exchange LLC)

Cboe BYX Exchange, Inc. (formerly Bats BYX Exchange, Inc.; BATS Y-Exchange, Inc.)

Cboe BZX Exchange, Inc. (formerly Bats BZX Exchange, Inc.; BATS Exchange, Inc.)

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc. (formerly Bats EDGA Exchange, Inc.; EDGA Exchange, Inc.)

Cboe EDGX Exchange, Inc. (formerly Bats EDGX Exchange, Inc.; EDGX Exchange, Inc.)

Cboe Exchange, Inc.

The Investors Exchange LLC

Members Exchange

Miami International Securities Exchange

MIAX Emerald, LLC

MIAX PEARL, LLC

Nasdaq BX, Inc. (formerly NASDAQ OMX BX, Inc.; Boston Stock Exchange)

Nasdaq GEMX, LLC (formerly ISE Gemini)

Nasdaq ISE, LLC (formerly International Securities Exchange, LLC)

Nasdaq MRX, LLC (formerly ISE Mercury)

Nasdaq PHLX LLC (formerly NASDAQ OMX PHLX, LLC; Philadelphia Stock Exchange)

The Nasdaq Stock Market

New York Stock Exchange LLC

NYSE Arca, Inc.

NYSE Chicago, Inc. (formerly Chicago Stock Exchange)

NYSE MKT LLC (formerly NYSE AMEX and the American Stock Exchange)

NYSE National, Inc. (formerly National Stock Exchange, Inc.)

These exchanges are also registered with the SEC through a notice filing under Section 6(g) of the Exchange Act for the purpose of trading security futures:

CBOE Futures Exchange, LLC

Chicago Board of Trade

One Chicago, LLC

 

 

Clearing Agencies

The Depository Trust Company

National Securities Clearing Corporation

Fixed Income Clearing Corporation

The Options Clearing Corporation

ICE Clear Credit LLC

ICE Clear Europe Limited

LCH SA

Exempt from Registration:

Clearstream Banking SA

DTCC ITP Matching US LLC

Bloomberg STP LLC

SS&C Technologies, Inc

Euroclear Bank SA/NV

International Exchanges

Hong Kong Stock Exchange

Shanghai Stock Exchange

Shenzen Stock Exchange

Taiwan Stock Exchange

Tokyo Stock Exchange

Bombay Stock Exchange

National Stock Exchange

Korea Stock Exchange

Singapore Stock Exchange

Stock Exchange of Thailand

 

 

Stock Transfer Agents Only

Action Stock Transfer Corp.
www.actionstocktransfer.com

Broadridge Corporate Issuer Solutions, Inc.
www.broadridge.com/financial-services/corporate-issuer/issuer/simplify-transfer-agent-services

Citibank, N.A.
Citi Markets and Securities Services

ClearTrust, LLC
www.cleartrustonline.com

Colonial Stock Transfer
www.colonialstock.com

Continental Stock Transfer & Trust Co.
www.continentalstock.com

Delaware Trust Company
www.delawaretrust.com

Eastern Caribbean Central Securities Registry
www.ecseonline.com

Empire Stock Transfer Inc.
www.empirestock.com

EQ by Equiniti
equiniti.com/us

Equity Stock Transfer LLC
www.equitystock.com

Globex Transfer, LLC
www.globextransfer.com

 
Global Shares

Manhattan Transfer Registrar Co.
www.mtrco.com

Nevada Agency and Transfer Company
www.natco.com

Odyssey Trust
www.odysseytrust.com

Olde Monmouth Stock Transfer Co., Inc.
www.oldemonmouth.com

OTR, Inc.
www.otrtransfer.com

Pacific Stock Transfer
pacificstocktransfer.com

Philadelphia Stock Transfer
carta.com

Phoenix Transfer, Inc.
www.phxa.com

Sedona Equity Registrar & Transfer Inc.
www.sedonaequity.com

Signature Stock Transfer
signaturestocktransfer.com

Transfer Online, Inc.
www.transferonline.com

VStock Transfer LLC
www.vstocktransfer.com

West Coast Stock Transfer Inc.
www.westcoaststocktransfer.com

Wilmington Trust Company
https://www.wilmingtontrust.com/wtcom/

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DRIP and Stock Transfer Agents

American Stock Transfer & Trust Company
www.amstock.com

AST Trust Company of Canada
www.astfinancial.com/ca-en

BNY Mellon Investment Servicing (US) Inc.
www.shareowneronline.com

Computershare
www.computershare.com

JP Morgan Chase
www.adr.com

Olympia Trust Company
www.olympiatrust.com

Securities Transfer Corporation
www.stctransfer.com

TSX Trust Company
www.tsxtrust.com

Worldwide Stock Transfer, LLC
www.worldwidestocktransfer.com

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Other Services

Abandoned Property Advisors
www.ap-advisors.com

Acupay System LLC
www.acupay.com

Avenu Insights & Analytics
www.avenuinsights.com

Bond.One
www.bond.one

Borden Consulting Group, LLC
http://www.bcg-up.com

Brighthouse Financial Inc.
www.brighthousefinancial.com

DeAWM Service Company
DWS Service Company

The Depository Trust & Clearing Corporation
www.dtcc.org

Eaton Vance Management
www.eatonvance.com

Ellen Philip Associates, Inc.
www.ellenphilip.com

eSignature Guarantee, LLC
www.esignatureguarantee.com

E-Surety Brokerage, Inc.
www.e-surety.com

Keane
www.keaneunclaimedproperty.com

Kemark Financial Services, Inc.
www.kemarkfinancial.com

Laurel Hill Advisory Group, LLC
www.laurelhill.com/

Linking Assets Inc.
www.linkingassets.com

MFS Service Center, Inc.
mfs.com

RBC Capital Markets, LLC
rbccm.com

 

 

 

This site is not affiliated with any of the sites linked to, and Liquidity Lighthouse assumes no responsibility for content at other sites.
 All data provided on liquiditylighthouse.com is provided for informational purposes only, and is not intended for trading or investing purposes.

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