














- SEC Shuts Down WeedGenics $60 Million Cannabis Offering Fraud
- Mellissa Campbell Duru Named Division of Corporation Finance’s Deputy Director for Legal and Regulatory Policy
- SEC Proposes Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
- SEC Charges 10 Microcap Companies with Securities Offering Registration Violations
- SEC Charges Red Rock Secured, Three Executives in Fraud Scheme Targeting Retirement Accounts
- Dutch Medical Supplier Philips to Pay More Than $62 Million to Settle FCPA Charges
^
- Russia-related Designation; Counter Narcotics Designations Removals
- Counter Terrorism Designations; Somalia Designations
- North Korea Designations; Issuance of Venezuela-related General License
- Russia-related Designations; Issuance of Amended Russia-related Directive 4, Russia-related General Licenses; Publication of Russia-related Determinations; and New and Amended Frequently Asked Questions
- Settlement Agreements between the U.S. Department of the Treasury's Office of Foreign Assets Control; Murad, LLC, and an Individual
- Publication of South Sudan Sanctions Regulations
^
- Report From FINRA Board of Governors Meeting – December 2022
- FINRA Announces Departure of Enforcement Head Jessica Hopper
- FINRA Publishes 2023 Report on Exam and Risk Monitoring Program
- Report From FINRA Board of Governors Meeting – March 2023
- FINRA Fines Webull $3 Million for Options Customer Approval Violations
- FINRA Publishes 2023 Industry Snapshot
- Minutes of the Federal Open Market Committee, May 2-3, 2023
- Federal Reserve Board announces termination of enforcement action with The Bank of Nova Scotia and Bank of Nova Scotia New York Agency
- Federal Reserve Board issues Economic Well-Being of U.S. Households in 2022 report
- Agencies issue host state loan-to-deposit ratios
- Federal Reserve Board issues enforcement action with former employee of Ally Bank
- Federal Reserve Board announces termination of enforcement action with NongHyup Bank
^
- BCBS-CPMI-IOSCO publish analysis of margining dynamics in centrally cleared commodities markets during 2022 stress events
- BIS Innovation Hub publishes guide on offline CBDC use
- Reserve Bank of India and Bank for International Settlements invite cross-border payments solutions for G20 Techsprint
- BIS appoints Gaston Gelos as Deputy Head of the Monetary and Economic Department
- Basel Committee finds South Africa largely compliant with its Net Stable Funding Ratio standard and compliant with its large exposures framework
- BIS's Project Nexus prototype successfully links Eurosystem, Malaysia and Singapore payments systems; partners in Indonesia, Malaysia, the Philippines, Singapore and Thailand to work towards wider payments connectivity
^
- Betrug: BaFin warnt vor gefälschten E-Mails mit Absender ausbildung-info@bafin.de
- Invest Check 24: BaFin warnt vor Angeboten in Festgeldkonten und weiteren Anlagen
- NordFinanz: BaFin warnt vor Festgeld- und Tagesgeldkonten sowie weiteren Anlageangeboten
- KEB Hana Bank (D) AG: BaFin setzt Geldbuße fest
- realtrade-gmbh.de: BaFin ermittelt gegen Betreiber der Website
- tradex-ai.com: BaFin ermittelt gegen Tradex-AI LTD
- ESAs launch discussion on criteria for critical ICT third-party service providers and oversight fees
- ESAs propose ESG disclosures for STS securitisations
- ESAs consult to amend technical standards on the mapping of ECAIs’ credit assessments
- EBA publishes corrigendum of Guidelines on DGS contributions, amending the Guidelines on available financial means of DGS
- ESAs publish Joint Annual Report for 2022
- EBA revised templates for reporting of deposits subject to Russian and Belarusian economic sanctions
- Decisions taken by the Governing Council of the ECB (in addition to decisions setting interest rates)
- Card fraud in Europe declines significantly
- Philip R. Lane: How quickly will inflation return to target?
- Luis de Guindos: Presentation of the ECB Annual Report 2022 to the Committee on Economic and Monetary Affairs of the European Parliament
- Christine Lagarde: Twenty-five years of the ECB
- Fabio Panetta: Interview with Les Echos
- Open Interest Across WTI-Linked Futures Surpasses 500,000 as Global Significance of U.S. Oil Grows
- BrokerTec Collaborates with LCH RepoClear SA to Integrate Clearing of Euro Denominated Securities for RFQ Trading Solution
- CME Group U.S. Treasury Futures Open Interest Surpasses Record 17 Million Contracts
- CME Group Inc. Announces Preliminary Results from its 2023 Annual Meeting of Shareholders
- CME Group Declares Quarterly Dividend
- Farmer sentiment improves; less pessimism over interest rates
- Joint statement from FCA, PRA and Bank of England on the government’s proposed amendments to the CCP run-off regime
- Lenders to pay out up to £47m in redress to borrowers in difficulty
- Two brothers convicted for taking £750,000 out of failed investment firm
- FCA finds young investors are more likely to have long-term goals in mind when dating than when investing
- Support during challenging times
- We force third firm to reverse effect of misleading British Steel Pension Scheme offers
- FCA secures £130,000 to return to investors
- FCA and PSR Boards appoint new members to decision-making committees
- The drive for data in Non-Bank Financial Intermediation (NBFI)
^
- Payroll employment rises by 253,000 in April; unemployment rate changes little at 3.4%
- Payroll employment rises by 236,000 in March; unemployment rate changes little at 3.5%
- Payroll employment rises by 311,000 in February; unemployment rate edges up to 3.6%
- Payroll employment rises by 517,000 in January; unemployment rate changes little at 3.4%
- Payroll employment increases by 223,000 in December; unemployment rate edges down to 3.5%
- Payroll employment increases by 263,000 in November; unemployment rate unchanged at 3.7%
^
- CFTC Staff Issues an Advisory Related to Prime Brokerage Arrangements and Derivatives Clearing Organization Registration Requirements
- Commissioner Pham Announces Proposed Work Program for CFTC Global Markets Advisory Committee and Seeks Input by May 30
- CFTC Grants RTX Fintech & Research LLC Registration as a Swap Execution Facility
- CFTC Staff Announces Revisions to Part 43 Block and Cap Sizes
- CFTC Appoints Jeffrey Sutton as Executive Director
- CFTC Commissioner Christy Goldsmith Romero Announces Yevgeny Shrago as Senior Counsel and Policy Advisor
^
- Press Release: FDIC Makes Public April Enforcement Actions; No Administrative Hearing Scheduled for June 2023
- Press Release: FDIC Names Eight New Members to Advisory Committee on Community Banking
- Press Release: FDIC Names Three Bankers to Minority Depository Institutions Subcommittee
- FDIC Advisory Committee on Economic Inclusion to Meet Next Week
- Agencies Issue Host State Loan-to-Deposit Ratios
- FDIC Board of Directors Meeting
^
- EIB Institute Social Innovation Tournament: Meet Europe’s 15 best social entrepreneurs
- EIB celebrates Luxembourg Diversity Day
- International Day against Homophobia, Transphobia and Biphobia (IDAHOT 2023)
- Agreement between the European Investment Bank and the Czech Strabag a.s.
- EIB Vice-President Peeters emphasised the bank’s role in increasing road safety and connectivity in the Western Balkans
- Nominees of the OWM Awards 2023 are out, including ‘Women’s solutions reporting’ award sponsored by the EIB and Plan International
^
- Federal Court Finds James D. ‘Jay’ Noland, Jr., Operator of ‘Success By Health’ and ‘VOZ Travel,’ in Contempt of Court Order Barring Pyramid Schemes
- Statement Regarding the Termination of Boston Scientific Corporation’s Attempted Acquisition of a Majority Stake in M.I. Tech Co., Ltd.
- FTC Sends More Than $557,000 to Consumers Harmed by Credit Card Interest Rate Reduction Scam
- FTC Files Brief in Jones v. Google in Support of Appeals Court Ruling that COPPA Does Not Preempt Plaintiffs’ State Privacy Claims
- FTC Says Ed Tech Provider Edmodo Unlawfully Used Children’s Personal Information for Advertising and Outsourced Compliance to School Districts
- FTC Suit Leads to $16.7 Million Judgment Against Principals and Celebrity Endorsers of Real Estate Investment Training Program
^
- FDA Roundup: May 26, 2023
- FDA Approves First Oral Antiviral for Treatment of COVID-19 in Adults
- FDA Approves New Treatment for Pneumonia Caused by Certain Difficult-to-Treat Bacteria
- FDA Roundup: May 23, 2023
- FDA Approves New Buprenorphine Treatment Option for Opioid Use Disorder
- FDA Approves Prescription Nasal Spray to Reverse Opioid Overdose
^
- Announcement – Federal Treasury discount paper (Bubills)
- Invitation to bid – Federal Treasury discount paper (Bubills)
- “Transition plans – the next step on the path to net zero?” | Annual General Meeting, The International Capital Market Association (ICMA)
- Bundesbank to streamline Central Office construction project
- Reopening of two Federal bonds – Auction result
- Financial stability and monetary policy: from low-for-long to the new normal | Keynote Konstanzer Seminar
^
- Departments of Justice and Education Release Resource on Confronting Racial Discrimination in Student Discipline
- El Departamento de Justicia llega a un acuerdo con una compañía de informática que resuelve una acusación de discriminación relacionada con la inmigración
- Justice Department Secures Agreement With IT Company To Resolve Immigration-Related Discrimination Claim
- Two Utah Men Charged with Federal Hate Crime Offense
- Illegal Agents of the PRC Government Charged for PRC-Directed Bribery Scheme
- Two Additional Oath Keepers Members Sentenced on Felony Charges Related to U.S. Capitol Breach
^
This Website is intended to convey information or direct to other websites only. It is not to be construed as a solicitation or offer to buy or sell any of the securities mentioned in it. Liquidity Lighthouse has taken all usual and reasonable precautions to determine that the information contained in this publication is accurate and efforts to summarize and analyze such information are based on approved practices in the industry. However, the market forces underlying investment value are subject to sudden and dramatic changes and data availability varies from one moment to the next. Consequently, Liquidity Lighthouse cannot make any warranty as to the accuracy or completeness of information, analysis or views contained on this website or their usefulness or suitability in any particular circumstance. You should not undertake any investment or portfolio assessment or other transaction on the basis of this publication, but should first consult your advisor. Liquidity Lighthouse accepts no liability of whatsoever kind for any damages or losses incurred by you as a result of reliance upon or use of this website or websites linked to it in contravention of this notice. All data provided on Liquidity Lighthouse is provided for informational purposes only, and is not intended for trading or investing purposes.