- SEC Shuts Down WeedGenics $60 Million Cannabis Offering Fraud
- Mellissa Campbell Duru Named Division of Corporation Finance’s Deputy Director for Legal and Regulatory Policy
- SEC Proposes Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
- SEC Charges 10 Microcap Companies with Securities Offering Registration Violations
- SEC Charges Red Rock Secured, Three Executives in Fraud Scheme Targeting Retirement Accounts
- Dutch Medical Supplier Philips to Pay More Than $62 Million to Settle FCPA Charges
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- Russia-related Designation; Counter Narcotics Designations Removals
- Counter Terrorism Designations; Somalia Designations
- North Korea Designations; Issuance of Venezuela-related General License
- Russia-related Designations; Issuance of Amended Russia-related Directive 4, Russia-related General Licenses; Publication of Russia-related Determinations; and New and Amended Frequently Asked Questions
- Settlement Agreements between the U.S. Department of the Treasury's Office of Foreign Assets Control; Murad, LLC, and an Individual
- Publication of South Sudan Sanctions Regulations
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- Report From FINRA Board of Governors Meeting – December 2022
- FINRA Announces Departure of Enforcement Head Jessica Hopper
- FINRA Publishes 2023 Report on Exam and Risk Monitoring Program
- Report From FINRA Board of Governors Meeting – March 2023
- FINRA Fines Webull $3 Million for Options Customer Approval Violations
- FINRA Publishes 2023 Industry Snapshot
- Minutes of the Federal Open Market Committee, May 2-3, 2023
- Federal Reserve Board announces termination of enforcement action with The Bank of Nova Scotia and Bank of Nova Scotia New York Agency
- Federal Reserve Board issues Economic Well-Being of U.S. Households in 2022 report
- Agencies issue host state loan-to-deposit ratios
- Federal Reserve Board issues enforcement action with former employee of Ally Bank
- Federal Reserve Board announces termination of enforcement action with NongHyup Bank
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- BCBS-CPMI-IOSCO publish analysis of margining dynamics in centrally cleared commodities markets during 2022 stress events
- BIS Innovation Hub publishes guide on offline CBDC use
- Reserve Bank of India and Bank for International Settlements invite cross-border payments solutions for G20 Techsprint
- BIS appoints Gaston Gelos as Deputy Head of the Monetary and Economic Department
- Basel Committee finds South Africa largely compliant with its Net Stable Funding Ratio standard and compliant with its large exposures framework
- BIS's Project Nexus prototype successfully links Eurosystem, Malaysia and Singapore payments systems; partners in Indonesia, Malaysia, the Philippines, Singapore and Thailand to work towards wider payments connectivity
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- Betrug: BaFin warnt vor gefälschten E-Mails mit Absender ausbildung-info@bafin.de
- Invest Check 24: BaFin warnt vor Angeboten in Festgeldkonten und weiteren Anlagen
- NordFinanz: BaFin warnt vor Festgeld- und Tagesgeldkonten sowie weiteren Anlageangeboten
- KEB Hana Bank (D) AG: BaFin setzt Geldbuße fest
- realtrade-gmbh.de: BaFin ermittelt gegen Betreiber der Website
- tradex-ai.com: BaFin ermittelt gegen Tradex-AI LTD
- ESAs launch discussion on criteria for critical ICT third-party service providers and oversight fees
- ESAs propose ESG disclosures for STS securitisations
- ESAs consult to amend technical standards on the mapping of ECAIs’ credit assessments
- EBA publishes corrigendum of Guidelines on DGS contributions, amending the Guidelines on available financial means of DGS
- ESAs publish Joint Annual Report for 2022
- EBA revised templates for reporting of deposits subject to Russian and Belarusian economic sanctions
- Decisions taken by the Governing Council of the ECB (in addition to decisions setting interest rates)
- Card fraud in Europe declines significantly
- Philip R. Lane: How quickly will inflation return to target?
- Luis de Guindos: Presentation of the ECB Annual Report 2022 to the Committee on Economic and Monetary Affairs of the European Parliament
- Christine Lagarde: Twenty-five years of the ECB
- Fabio Panetta: Interview with Les Echos
- Open Interest Across WTI-Linked Futures Surpasses 500,000 as Global Significance of U.S. Oil Grows
- BrokerTec Collaborates with LCH RepoClear SA to Integrate Clearing of Euro Denominated Securities for RFQ Trading Solution
- CME Group U.S. Treasury Futures Open Interest Surpasses Record 17 Million Contracts
- CME Group Inc. Announces Preliminary Results from its 2023 Annual Meeting of Shareholders
- CME Group Declares Quarterly Dividend
- Farmer sentiment improves; less pessimism over interest rates
- Joint statement from FCA, PRA and Bank of England on the government’s proposed amendments to the CCP run-off regime
- Lenders to pay out up to £47m in redress to borrowers in difficulty
- Two brothers convicted for taking £750,000 out of failed investment firm
- FCA finds young investors are more likely to have long-term goals in mind when dating than when investing
- Support during challenging times
- We force third firm to reverse effect of misleading British Steel Pension Scheme offers
- FCA secures £130,000 to return to investors
- FCA and PSR Boards appoint new members to decision-making committees
- The drive for data in Non-Bank Financial Intermediation (NBFI)
^
- Payroll employment rises by 253,000 in April; unemployment rate changes little at 3.4%
- Payroll employment rises by 236,000 in March; unemployment rate changes little at 3.5%
- Payroll employment rises by 311,000 in February; unemployment rate edges up to 3.6%
- Payroll employment rises by 517,000 in January; unemployment rate changes little at 3.4%
- Payroll employment increases by 223,000 in December; unemployment rate edges down to 3.5%
- Payroll employment increases by 263,000 in November; unemployment rate unchanged at 3.7%
^
- CFTC Staff Issues an Advisory Related to Prime Brokerage Arrangements and Derivatives Clearing Organization Registration Requirements
- Commissioner Pham Announces Proposed Work Program for CFTC Global Markets Advisory Committee and Seeks Input by May 30
- CFTC Grants RTX Fintech & Research LLC Registration as a Swap Execution Facility
- CFTC Staff Announces Revisions to Part 43 Block and Cap Sizes
- CFTC Appoints Jeffrey Sutton as Executive Director
- CFTC Commissioner Christy Goldsmith Romero Announces Yevgeny Shrago as Senior Counsel and Policy Advisor
^
- Press Release: FDIC Makes Public April Enforcement Actions; No Administrative Hearing Scheduled for June 2023
- Press Release: FDIC Names Eight New Members to Advisory Committee on Community Banking
- Press Release: FDIC Names Three Bankers to Minority Depository Institutions Subcommittee
- FDIC Advisory Committee on Economic Inclusion to Meet Next Week
- Agencies Issue Host State Loan-to-Deposit Ratios
- FDIC Board of Directors Meeting
^
- EIB Institute Social Innovation Tournament: Meet Europe’s 15 best social entrepreneurs
- EIB celebrates Luxembourg Diversity Day
- International Day against Homophobia, Transphobia and Biphobia (IDAHOT 2023)
- Agreement between the European Investment Bank and the Czech Strabag a.s.
- EIB Vice-President Peeters emphasised the bank’s role in increasing road safety and connectivity in the Western Balkans
- Nominees of the OWM Awards 2023 are out, including ‘Women’s solutions reporting’ award sponsored by the EIB and Plan International
^
- Federal Court Finds James D. ‘Jay’ Noland, Jr., Operator of ‘Success By Health’ and ‘VOZ Travel,’ in Contempt of Court Order Barring Pyramid Schemes
- Statement Regarding the Termination of Boston Scientific Corporation’s Attempted Acquisition of a Majority Stake in M.I. Tech Co., Ltd.
- FTC Sends More Than $557,000 to Consumers Harmed by Credit Card Interest Rate Reduction Scam
- FTC Files Brief in Jones v. Google in Support of Appeals Court Ruling that COPPA Does Not Preempt Plaintiffs’ State Privacy Claims
- FTC Says Ed Tech Provider Edmodo Unlawfully Used Children’s Personal Information for Advertising and Outsourced Compliance to School Districts
- FTC Suit Leads to $16.7 Million Judgment Against Principals and Celebrity Endorsers of Real Estate Investment Training Program
^
- FDA Roundup: May 26, 2023
- FDA Approves First Oral Antiviral for Treatment of COVID-19 in Adults
- FDA Approves New Treatment for Pneumonia Caused by Certain Difficult-to-Treat Bacteria
- FDA Roundup: May 23, 2023
- FDA Approves New Buprenorphine Treatment Option for Opioid Use Disorder
- FDA Approves Prescription Nasal Spray to Reverse Opioid Overdose
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- Announcement – Federal Treasury discount paper (Bubills)
- Invitation to bid – Federal Treasury discount paper (Bubills)
- “Transition plans – the next step on the path to net zero?” | Annual General Meeting, The International Capital Market Association (ICMA)
- Bundesbank to streamline Central Office construction project
- Reopening of two Federal bonds – Auction result
- Financial stability and monetary policy: from low-for-long to the new normal | Keynote Konstanzer Seminar
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- Departments of Justice and Education Release Resource on Confronting Racial Discrimination in Student Discipline
- El Departamento de Justicia llega a un acuerdo con una compañía de informática que resuelve una acusación de discriminación relacionada con la inmigración
- Justice Department Secures Agreement With IT Company To Resolve Immigration-Related Discrimination Claim
- Two Utah Men Charged with Federal Hate Crime Offense
- Illegal Agents of the PRC Government Charged for PRC-Directed Bribery Scheme
- Two Additional Oath Keepers Members Sentenced on Felony Charges Related to U.S. Capitol Breach
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