- SEC Charges Private Equity Fund Adviser American Infrastructure Funds for Breaching Its Duties
- SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations
- Goldman to Pay SEC $6 Million in Penalties for Providing Deficient Blue Sheet Data
- SEC Charges Mexico-based Company, its CEO, and Four Individuals in Ponzi Scheme Targeting Spanish-Speaking U.S. Investors
- SEC Approves Revised Privacy Act Rule
- SEC Adopts Rule Enhancements to Prevent Misleading or Deceptive Investment Fund Names
^
- Reminder to file the 2023 Annual Report of Blocked Property
- Settlement Agreements between the U.S. Department of the Treasury’s Office of Foreign Assets Control and 3M Company, and with Emigrant Bank
- Iran-related Designations and Designation Update; Non-Proliferation Designations and Designation Update; Counter Terrorism Designations Removals
- Iran-related Designation and Designation update; Hostages and Wrongfully Detained U.S. Nationals Designations; Publication of Iran-related Frequently Asked Questions
- Iran-related Designations and Designation Update; Counter Terrorism Designation and Designation Update; Non-Proliferation Designation Update; Syria Designation Update
- Russia-related Designations, Designations Updates, and Designations Removals; Issuance of Russia-related General Licenses
^
- FINRA Foundation-CFA Institute Research Focuses on Gen Z Investors
- SEC, NASAA, FINRA to Co-Host Webinar on Identifying and Reporting Suspected Senior Financial Exploitation
- Report From FINRA Board of Governors Meeting – May 2023
- FINRA Fines Merrill Lynch $6 Million for Longstanding AML Program Failures
- FINRA Expels Monmouth Capital Management
- Report From FINRA Board of Governors Meeting – July 2023
- Agencies extend favorable Community Reinvestment Act consideration of revitalization activities in certain disaster areas affected by Hurricane Maria
- Federal Reserve Board and Federal Open Market Committee release economic projections from the September 19-20 FOMC meeting
- Federal Reserve issues FOMC statement
- Adriana D. Kugler sworn in as a member of the Board of Governors of the Federal Reserve System
- Lisa D. Cook sworn in for her second term as a member of the Board of Governors of the Federal Reserve System
- Philip N. Jefferson sworn in as Vice Chair of the Board of Governors of the Federal Reserve System
^
- BIS and Inter-American Development Bank join forces to foster innovation and financial inclusion in Latin America
- Central bank Governors appointed to lead key BIS committees and groups
- Governors and Heads of Supervision endorse initiatives in response to the banking turmoil and reaffirm priority to implement Basel III
- BIS, COP28 and Central Bank of United Arab Emirates launch TechSprint to develop technological solutions for sustainable finance and combating climate change
- BIS and Reserve Bank of India announce winners of G20 TechSprint 2023
- CPMI and IOSCO report highlights the need for central counterparties to have adequate resources and appropriate tools to address non-default losses
^
- Pressereferent*in (w/m/d) für das Presse- und Social-Media-Team, Frankfurt am Main
- „Schneller, mutiger und risikoorientierter“
- cimish-investment.com: BaFin ermittelt gegen cimish investment company
- wnt.icu: BaFin ermittelt gegen Skyline Digital Ltd
- Referent*in (w/m/d) für Grundsatzfragen Abwicklungsinstrumente, Frankfurt am Main
- ADLER Versicherung Aktiengesellschaft
- EBA launches 2023 EU-wide transparency exercise
- ESAs warn of risks resulting from a fragile economic outlook
- The EBA responds to the EU Parliament’s 2021 Discharge Report
- EBA issues Opinion to the Ministry of Finance of Poland on measures in accordance with the notification of higher risk weights set for immovable property
- EBA issues revised list of ITS validation rules
- The EBA updates data used for the identification of global systemically important institutions (G-SIIs)
- Philip R. Lane: Interview with Yahoo Finance
- Philip R. Lane: Disinflation and monetary policy in the euro area
- Christine Lagarde: A Mediterranean Odyssey: from ancient origins to future strength
- Frank Elderson: Beacons of hope to navigate the spring tide of urgency: from Terschelling to Frankfurt to Paris
- Isabel Schnabel: Challenges for monetary policy at times of stubborn inflation
- Fabio Panetta: Investing in tomorrow: Future-proofing fiscal policies and governance in Europe
- Micro E-mini Nasdaq-100 Futures Surpass 1 Billion Contracts Traded
- CME Group to Launch Cobalt Hydroxide Futures on October 23
- CME Group Opens Registration for its 20th Annual Global University Trading Challenge
- CME Group Inc. Announces Third-Quarter 2023 Earnings Release, Conference Call
- CME Group and DTCC Receive Regulatory Approval for Enhanced Treasury Cross-Margining Arrangement Launching January 2024
- CME Group to Launch Options on Micro Gold Futures as Retail Participation Jumps
- FCA calls on insurers to take action as it publishes latest fair value data
- FCA sets out initial findings on bank account access and closures
- Naylors Finance Limited enters administration
- Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK
- FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation
- Review of later-life mortgages finds poor advice and misleading promotions
- New screening checks required to approve financial adverts
- The post-Brexit Handbook: a collective opportunity
- FCA sets expectations ahead of incoming crypto marketing rules
^
- Payroll employment increases by 187,000 in August; unemployment rate rises to 3.8%
- Payroll employment rises by 187,000 in July; unemployment rate changes little at 3.5%
- Payroll employment increases by 209,000 in June; unemployment rate changes little at 3.6%
- Payroll employment increases by 339,000 in May; unemployment rate rises to 3.7%
- Payroll employment rises by 253,000 in April; unemployment rate changes little at 3.4%
- Payroll employment rises by 236,000 in March; unemployment rate changes little at 3.5%
^
- CFTC Staff Extends No-Action Position for Certain Reporting Obligations Under the Ownership and Control Reports Final Rule
- CFTC Disapproves KalshiEX LLC’s Congressional Control Contracts
- CFTC’s Division of Clearing and Risk Issues Extension of No-Action Letter for Taiwan Futures Exchange
- CFTC Staff Extends Request for Comment on the Impact of Affiliations of Certain CFTC-Regulated Entities
- CFTC Commissioner Kristin Johnson Announces Tamika Bent as Chief Counsel
- Federal Court Orders Florida Commodity Pool Operator to Pay Nearly $9 Million in Restitution
^
- Press Release: FDIC Releases Results of Summary of Deposits Annual Survey
- Press Release: Paul Worthing Named FDIC San Francisco Regional Director
- Joint Press Release: Agencies Extend Favorable Community Reinvestment Act Consideration of Revitalization Activities in Certain Disaster Areas Affected by Hurricane Maria
- Press Release: FDIC Announces Division of Complex Institution Supervision and Resolution Appointment
- Press Release: FDIC Releases Report Detailing Supervision of the Former First Republic Bank, San Francisco, California
- Press Release: FDIC-Insured Institutions Reported Net Income of $70.8 Billion in Second Quarter 2023
^
- Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate Holding Companies of Foreign Banking Organizations, and Large Insured Depository Institutions: Notice of Proposed Rulemaking
- Accounting: Bank Accounting Advisory Series Updated
- Loan Purchase Activities: Legal Lending Limit Guidance
^
- EIB offers assistance to Morocco following devastating earthquake
- Investing in grids to power the energy transition
- Poland: EIB is a partner of the 32nd Economic Forum in Karpacz, 5-7 September 2023
- President Hoyer in NYC to discuss shared commitment to Sustainable Development Goal (SDGs) with UN family
- Serbia: First section of the Peace Highway opened
- EIB Group Pride Week 2023
^
- FTC to Host Virtual Roundtable on AI and Content Creation
- FTC Challenges Private Equity Firm’s Scheme to Suppress Competition in Anesthesiology Practices Across Texas
- FTC, Department of Labor Partner to Protect Workers from Anticompetitive, Unfair, and Deceptive Practices
- FTC Joins FCC in Renewing Memorandum of Understanding to Promote Cross-Border Law Enforcement Efforts to Combat Spam, Scams, and Illegal Telemarketing
- FTC Adds Senior Executives Who Played Key Roles in Prime Enrollment Scheme to Case Against Amazon
- FTC Action Leads U.S. Dept. of Education to Forgive Nearly $37 Million in Loans for Students Deceived by University of Phoenix
^
- FDA Roundup: September 22, 2023
- FDA Roundup: September 19, 2023
- FDA Roundup: September 15, 2023
- FDA Supports Innovation in Animal Biotechnology, Veterinary Products, Food for Animals Through New Comprehensive Agenda
- FDA Issues Warning Letters to Firms Marketing Unapproved Eye Products
- FDA Takes Action on Updated mRNA COVID-19 Vaccines to Better Protect Against Currently Circulating Variants
^
- Invitation to bid – Federal Treasury discount paper (Bubills)
- Wuermeling: Unstructured data hold a wealth of potential for banks
- Stocktake: The state of the economy and banks in Germany | Speech followed by a discussion Verbandstag der Sparda-Banken
- Remarks at United Nations Climate Ambition Summit 2023
- Looking at the opportunities: On the way to a sustainable economy | MSCI Climate Week Conference „The Climate Transition: Embracing Opportunity & Accelerating Change”
- Introductory statement | Public hearing at the European Parliament concerning the position of Chair of the Supervisory Board of the ECB
^
- Gerard R. Vetter Appointed Acting U.S. Trustee for Maryland, South Carolina, Virginia, West Virginia, and the District of Columbia
- Readout of Justice Department Convening with National Public Defense Organizations Hosted by the Office for Access to Justice
- Assistant Attorney General Jonathan Kanter Delivers Keynote Address at the Brookings Institution’s Center on Regulation and Markets Event “Promoting Competition in Banking”
- Federal Jury Convicts Three Defendants of Interstate Stalking of Chinese Nationals in the United States and Two Defendants of Acting or Conspiring to Act on Behalf of the People’s Republic of China
- Owner of Car Parts Remanufacturing Company Pleads Guilty to Employment Tax Crime
- Assistant Attorney General Matthew G. Olsen Delivers Remarks at Hoover Institution Announcing National Security Cyber Section
^
This Website is intended to convey information or direct to other websites only. It is not to be construed as a solicitation or offer to buy or sell any of the securities mentioned in it. Liquidity Lighthouse has taken all usual and reasonable precautions to determine that the information contained in this publication is accurate and efforts to summarize and analyze such information are based on approved practices in the industry. However, the market forces underlying investment value are subject to sudden and dramatic changes and data availability varies from one moment to the next. Consequently, Liquidity Lighthouse cannot make any warranty as to the accuracy or completeness of information, analysis or views contained on this website or their usefulness or suitability in any particular circumstance. You should not undertake any investment or portfolio assessment or other transaction on the basis of this publication, but should first consult your advisor. Liquidity Lighthouse accepts no liability of whatsoever kind for any damages or losses incurred by you as a result of reliance upon or use of this website or websites linked to it in contravention of this notice. All data provided on Liquidity Lighthouse is provided for informational purposes only, and is not intended for trading or investing purposes.