- SEC Investor Advisory Committee to Examine Mandatory Arbitration Clauses in Adviser Agreements and Alternative Assets and Retail Investors at December 10 Meeting
- SEC Charges Kiromic BioPharma and Two Former C-Suite Executives with Misleading Investors about Status of FDA Reviews
- SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
- SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud
- SEC Announces Enforcement Results for Fiscal Year 2024
- SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports
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- FINRA Statement to Correct Misinformation About the New Residential Supervisory Location Rule
- SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program
- Financial Professional or Artificial Intelligence? FINRA Foundation Report Examines Which of These Consumers Trust More
- FINRA Publishes 2024 Industry Snapshot
- FINRA Appoints Julie Glynn and Tina Gubb as SVPs of Enforcement
- FINRA’s Remote Inspections Pilot Program Begins; 741 Member Firms Opt-In to Participate
- Federal Reserve Board releases results of survey of senior financial officers at banks about their strategies and practices for managing reserve balances
- Agencies issue statement on elder financial exploitation
- Minutes of the Board's discount rate meetings on October 7, October 28, and November 7, 2024
- Federal bank regulatory agencies seek further comment on interagency effort to reduce regulatory burden
- Federal Reserve Board issues enforcement action with First of Murphysboro Corp.
- Federal Reserve Board announces approval of application by United Bankshares, Inc.
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- Basel Committee finds Korea compliant with its Net Stable Funding Ratio standard and largely compliant with its large exposures framework
- Basel Committee publishes a range of practices report on implementing a positive neutral countercyclical capital buffer
- BIS and Central Bank of Brazil announce winners of G20 TechSprint
- Basel Committee publishes more details on global systemically important banks
- Basel Committee reaffirms expectation to implement Basel III; finalises guidelines to strengthen banks' counterparty credit risk management; and progresses work to strengthen supervisory effectiveness
- Master plan amendment for BIS Campus open for public review
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- Sanierungsplanung: Änderungsverordnung zur MaSanV tritt in Kraft
- Merkblatt zur Sanierungsplanung
- SPORTTOTAL AG: Fehler im Konzernabschluss
- Nationale Umsetzung von DORA: BaFin konsultiert geänderte Prüfungsverordnungen
- Konsultation 11/2024 - Konsultation des Entwurfs einer Verordnung zur Änderung der Wertpapierinstituts-Prüfungsberichtsverordnung (WpIPrüfbV) und der Schwarmfinanzierungsdienstleister-Prüfungsverordnung (SchwarmfdPV)
- Konsultation 11/2024 - Entwurf der WpIPrüfbV und der SchwarmfdPV
- The EBA publishes final standards on the specification of long and short positions under the derogations for market and counterparty risks
- EBA proposes criteria to appoint a central contact point for crypto-asset service providers to strengthen the fight against money-laundering and terrorism financing in host Member States
- The EBA amends the supervisory reporting framework for investment firms
- EU banks continue to be robust although risks from geopolitical tensions and cyber threats remain significant, the EBA Report shows
- EBA finds Hungarian waiver for covered bonds justified
- EU banks continue to meet their MREL, still 21 banks in their transition period report a shortfall
- Christine Lagarde: How to turn European savings into investment, innovation and growth
- Christine Lagarde: Hearing of the Committee on Economic and Monetary Affairs of the European Parliament
- ECB announces new timeline for harmonisation of banks’ statistical reporting
- Piero Cipollone: The case for a digital euro in the European payments landscape
- ECB publishes second progress report on the digital euro preparation phase
- Decisions taken by the Governing Council of the ECB (in addition to decisions setting interest rates)
- CME Group to Launch 1-Ounce Gold Futures to Meet Surging Retail Demand
- CME Group Announces $2.1B Annual Variable Dividend and $3B Share Repurchase Program
- CME Group Announces CME Term €STR Reference Rates
- Farmer sentiment following the U.S. election reaches highest levels since May 2021
- CME Group Reports Record November ADV of 30.2 Million Contracts, Driven by Growth Across All Six Asset Classes
- CME Group Completes Primary Conversion of 28-Day TIIE Interest Rate Swaps for Mexican Market
- Establishing trust in sustainable investment products
- The FCA sets out next steps for establishing a bond consolidated tape
- FCA direction to modify the UK’s derivatives trading obligation
- Inclusive growth: laying foundations, seizing innovations
- FCA seeks further views on enforcement transparency proposals
- The FCA launches consultation to streamline rulebook
- FCA fines former airline executive for trading during closed periods and for trade disclosure failures
- Setting the foundations for our future strategy
- FCA finds crypto ownership continues to rise as it delivers plans to regulate crypto
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- Payroll employment rises by 227,000 in November; unemployment rate changes little at 4.2%
- Payroll employment essentially unchanged in October (+12,000); jobless rate holds at 4.1%
- Payroll employment rises by 254,000 in September; unemployment rate changes little at 4.1%
- Payroll employment rises by 142,000 in August; unemployment rate changes little at 4.2%
- Unemployment rate rises to 4.3% in July; payroll employment edges up by 114,000
- Payroll employment increases by 206,000 in June; unemployment rate changes little at 4.1%
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- Commissioner Johnson Announces Agenda for CFTC Market Risk Advisory Committee Meeting on Dec. 10
- CFTC Staff Issues Advisory Related to the Use of Artificial Intelligence by CFTC-Registered Entities and Registrants
- Commissioner Johnson Announces CFTC Market Risk Advisory Committee Meeting on Dec. 10
- CFTC’s Global Markets Advisory Committee Advances Recommendation on Tokenized Non-Cash Collateral
- CFTC Staff Issues an Advisory Related to Clearing of Options on Spot Commodity Exchange Traded Funds
- CFTC Warns of Potential Dangers for Messaging App Users
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- Joint Press Release: Agencies Issue Statement on Elder Financial Exploitation
- Joint Press Release: Federal Bank Regulatory Agencies Seek Further Comment on Interagency Effort to Reduce Regulatory Burden
- Press Release: FDIC Issues List of Banks Examined for CRA Compliance
- Press Release: FDIC Issues CRA Examination Schedules for First Quarter 2025 and Second Quarter 2025
- Press Release: FDIC Makes Public October Enforcement Actions; No Administrative Hearing Scheduled for December 2024
- Press Release: FDIC Announces Extension of Comment Period for Deposit Insurance Recordkeeping Rule for Banks’ Third-Party Accounts
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- Right to Complaint, Grievance Mechanism on Internationally Funded Projects
- Multilateral Development Banks united to end violence against women
- EIB Group President Nadia Calviño charts greater support for Bulgarian economy
- Multilateral Development Banks Welcome G20 Roadmap for MDB Reform
- JASPERS, delivered by EIB Advisory, supports investments of over €356 billion since 2005
- EIB Group, European Commission and Solar Impulse Foundation present energy efficiency initiative for smaller companies at COP29 in Baku
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- FTC Sends Payments to Consumers Harmed by Vivint’s Misuse of Consumer Credit Reports
- FTC Sends Refunds to Consumers Deceived by False Claims of ‘Next Day’ Shipping on COVID PPE at Height of Pandemic
- FTC Takes Action Against Building Service Contractor’s No-Hire Agreement
- FTC Takes Action Against IntelliVision Technologies for Deceptive Claims About its Facial Recognition Software
- FTC Takes Action Against Gravy Analytics, Venntel for Unlawfully Selling Location Data Tracking Consumers to Sensitive Sites
- FTC Takes Action Against Mobilewalla for Collecting and Selling Sensitive Location Data
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- Monetary policy in times of uncertainty and structural challenges | Speech at the European Stability Mechanism
- Reopening Federal bond issue – Auction result
- “Europe is under pressure” | Interview with “Frankfurter Allgemeine Zeitung”
- 3-months Bills of the European Stability Mechanism (ESM) – Auction result
- Reopening of Federal Treasury notes – Auction result
- Invitation to bid by auction – Reopening 10-year Federal bond
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- Why I Work at DOJ: Bureau of Prisons
- Why I Work at DOJ: Information Technology
- Justice Department Secures Agreement with Healthcare Facility Services Provider to Resolve Citizenship Status Discrimination Claims
- Court Orders North Carolina Pharmacy to Pay $500,000 Penalty and Enters Injunction to Prevent Filling Illegal Controlled Substance Prescriptions
- Justice Department Statements on U.S. Court of Appeals for the District of Columbia Circuit Ruling in TikTok, et al. v. Garland
- Why I Work at DOJ: Paralegal Specialist
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